Question
What are the additional compliance requirements
prescribed by SEBI for investment advisors and analysts making advertisements?Solution
Securities and Exchange Board of India (SEBI) has announced a couple of measures to take disciplinary measures on investment advisors and analysts making misleading advertisements or claims in order to solicit investments. Sebi prohibited the use of terms like ‘Best’, ‘No. 1’, ‘Top’, ‘leading’, and ‘one of the best amongst market leaders’, among others in any form of advertisement. It has prescribed additional compliance requirements, including the need to retain the copy of advertisements for five years and refraining from reference of past performance.     Investment advisors and research analysts have been asked to seek prior approval of the advertisement from a SEBI-recognised supervisory body before issuing it.   The registered entities have also been directed not to engage in games, leagues, competitions or schemes which involve any kind of gift, medals or prize money.   In view of investor protection, biased, deceptive claims, statements which may be based on assumptions and projections, and use of misleading testimonials have also been restricted.       Statements which directly or indirectly discredit other advertisements or makes unfair comparisons or ascribes any qualitative advantage over other intermediaries directly or indirectly, have also been prohibited. SEBI has also directed the investment advisors and analysts to not extensively use technical terminology or complex language, indicating that this could exploit the lack of experience or knowledge of the investors.
In each of the following questions, select a figure from amongst the four alternatives, which when placed in the blank space of figure (X) would complet...
In each of the following questions, select a figure from amongst the four alternatives, which when placed in the blank space of figure (X) would comple...
In each of the following questions which one of the answer figures shall complete the given question figure.
In each of the following questions, select a figure from amongst the four alternatives, which when placed in the blank space of figure (X) would comple...
Select an appropriate figure from the four options that would complete the figure.
Select the number-pair in which the numbers are similarly related as in the given pair.
345: 144
Identify the missing figure from the answer figures to complete the matrix given below.
Find out the set of numbers amongst the four sets of numbers given in the alternatives which is most like the set given in the question.
Give...
Which answer figure will complete the pattern in the question figure?
If 923 = 54, 781 = 56, 654 = 120, then 842 = ?