Question

The acronym SRO, being used in the capital market for various market participants, stands for which one of the following?

A Self Regulatory Organisations Correct Answer Incorrect Answer
B Small Revenue Operators Correct Answer Incorrect Answer
C Securities Roll-back Operators Correct Answer Incorrect Answer
D Securities Regulatory Organisations Correct Answer Incorrect Answer
E None of the above Correct Answer Incorrect Answer

Solution

A self-regulatory organization (SRO) is a non-governmental organization that has the power to create and enforce industry regulations and standards. The priority is to protect investors through the establishment of rules that promote ethics and equality.

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