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    Question

    Why did SEBI impose a ₹10 lakh penalty on Axis

    Securities?
    A Failure to report large stock trades Correct Answer Incorrect Answer
    B Mismanagement of client funds and regulatory violations Correct Answer Incorrect Answer
    C Unauthorized trading activities Correct Answer Incorrect Answer
    D Insider trading practices Correct Answer Incorrect Answer
    E Failure to register with SEBI Correct Answer Incorrect Answer

    Solution

    SEBI imposed a ₹10 lakh penalty on Axis Securities for mismanagement of client funds and regulatory violations.

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