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    • Question

      Why did SEBI impose a ₹10 lakh penalty on Axis

      Securities?
      A Failure to report large stock trades Correct Answer Incorrect Answer
      B Mismanagement of client funds and regulatory violations Correct Answer Incorrect Answer
      C Unauthorized trading activities Correct Answer Incorrect Answer
      D Insider trading practices Correct Answer Incorrect Answer
      E Failure to register with SEBI Correct Answer Incorrect Answer

      Solution

      SEBI imposed a ₹10 lakh penalty on Axis Securities for mismanagement of client funds and regulatory violations.

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