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      Question

      Under Section 21, after forming a prima facie opinion,

      the Director (Discipline) places a matter before the Board of Discipline or the Disciplinary Committee depending on what?
      A The seniority of the member complained against Correct Answer Incorrect Answer
      B Whether the complainant is an individual or a company Correct Answer Incorrect Answer
      C The monetary value of the audit engagement Correct Answer Incorrect Answer
      D The regional constituency of the member Correct Answer Incorrect Answer
      E Whether the misconduct falls under the First Schedule (Board of Discipline) or the Second Schedule / both Schedules (Disciplinary Committee) Correct Answer Incorrect Answer

      Solution

      Section 21 establishes the Disciplinary Directorate headed by the Director (Discipline). On receipt of information or a complaint with the prescribed fee, the Director forms a prima facie opinion. If the misconduct falls under the First Schedule, he places the matter before the Board of Discipline; if it falls under the Second Schedule, or both Schedules, he places it before the Disciplinary Committee. The routing thus depends on which Schedule the alleged misconduct falls under, not on seniority, complainant type, fee value, or region, making it correct.

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