Question

Who is responsible for reviewing compliance with the regulations and verifying the effectiveness of internal control systems, as per Reg 5H of SEBI (Prohibition of  Insider Trading) Regulations, 2015?

A Chief Compliance Officer
B Trustees
C Board of Directors
D Audit Committee
E Compliance officer of the intermediaries and fiduciaries
Practice Next

Hey! Ask a query

🎓
Think You're Ready for RBI Grade B?
RBI Grade B 2026 Phase 1 Memory Based Paper
  • 200 Questions with Detailed Solutions
  • Section-wise Coverage (GA, English, Quant & Reasoning)