Question
Who is responsible for reviewing compliance with the
regulations and verifying the effectiveness of internal control systems, as per Reg 5H of SEBI (Prohibition of Insider Trading) Regulations, 2015?Solution
As per Reg 5H- ( 3)The Audit Committee of an asset management company or such other analogous body of an intermediary or fiduciary shall review compliance with the provisions of these regulations at least once in a financial year and shall verify that the systems for internal control are adequate and are operating effectively.
Which of the following horses won the Indian Turf Invitation Cup under S. Padmanabhan’s training?
Blue Origin's New Glenn rocket failed to achieve intended orbit during its third flight. The issue occurred during which stage?
Who has been appointed as the next President of the African Development Bank (AfDB)?
SmartFin, an end-to-end digital supply chain finance (SCF) platform, powered by Veefin Solutions has been launched that will help drive the required o...
Which institution has developed a new type of bulletproof jackets which is the lightest in the world?
In 2021, what percentage of global greenhouse gas emissions was attributed to the Asia-Pacific region?
What is the purpose of linking India's Structured Financial Messaging System (SFMS) with the UAE's messaging system?
Which Indian naval ship conducted a Maritime Partnership Exercise (MPX) with the Russian Navy Ship Soobrazitelny?
RBI has increased the limit for e-mandates for recurring payments to Rs 15,000 from___________?
At which location was the 23rd AIBD General Conference held where India was elected Chairman of the Executive Board?
