Question
What is the meaning of "mis-selling" as defined in
Regulation 4 of SEBI (Prohibition of Fraudulent and Unfair Trade Practices Relating to Securities Market) Regulations, 2003?ÂSolution
As per Reg 4- [(s)27{mis-selling of securities or services relating to securities market Explanation- For the purpose of this clause, "mis-selling" means sale of securities or services relating to securities market by any person, directly or indirectly, by─ (i)knowingly making a false or misleading statement, or (ii)knowingly concealing or omitting material facts, or (iii)knowingly concealing the associated risk, or (iv)not taking reasonable care to ensure suitability of the securities or service to the buyer}.
Which of the following ratio is useful in evaluating credit and collection policies?
What is the "Indian Banks' Association (IBA)"?
According to the provisions of the Companies Act for issuing a red herring prospectus, which of the following statements is correct?
What will be the impact on the unsystematic risk of a portfolio as the number of stocks in a portfolio increases?
Depreciation is charged on __________ as per the ___________ of accounting.
Buffer stock’ is the level of stock
Which of the following is a type of pension plan where the employer agrees to pay a specified benefit to the employee upon retirement, based on a set fo...
Which of the following are not TRUE about CERSAI?
1.   CERSAI’s full form is Central Registry of Securitization Asset Reconstruction and ...
Which of the following is not a qualitative characteristic of accounting information?
Job ___________ is the process of describing jobs and arranging their interrelationships.
