Question

According to the Regulation 28 of Securities Contracts

Q: Answer-According to the Regulation 28 of Securities Contracts (Regulation) (Stock Exchanges and Clearing Co...

As per Reg 28-1 Every recognised stock exchange and recognised clearing corporation shall identify its functions and segregate them into the following verticalsaCritical OperationsbRegulatory, Compliance, Risk Management and Investor Grievances and cOther functions including business development.

(Regulation) (Stock Exchanges and Clearing Corporations) Regulations, 2018, What are the three verticals into which every recognized stock exchange and recognized clearing corporation should segregate their functions?

A Financial, Technical, and Operational

B Customer Service, Marketing, and Sales

C Critical Operations, Regulatory Compliance, and Business Development

D Critical operations, Regulatory compliance and miscellaneous

E Critical operations, Research, and Operations

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According to the Regulation 28 of Securities Contracts

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