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    Question

    Which of the following matters fall under the power of

    SEBI regulation with respect to issue of securities, as per the Companies Act, 2013? (a) Prospectus (b)  Issue and transfer of securities (c)  Non-payment of dividend by listed companies (d)  Forward dealing and insider trading for listed Companies 
    A A and B Correct Answer Incorrect Answer
    B A, B and C Correct Answer Incorrect Answer
    C B, C and D Correct Answer Incorrect Answer
    D A, B and D Correct Answer Incorrect Answer

    Solution

    Section 24 of the Act empowers the SEBI to regulate the matters relating to: issue and transfer of securities and, o   non-payment of dividend by listed companies or those companies which intend to get their securities listed, o   forward dealing and insider trading for listed companies or the companies which intend to get their securities listed · Central Government , the NCLT or the Registrar of Companies as the case may be, will have the power to regulate matters relating to prospectus,  return of allotment, redemption of preference shares any other matter specifically provided in the Act

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