Question
SEBI appoints a person to investigate the affairs of an intermediary under Section 11C because
SEBI appoints a person to investigate the affairs of an intermediary under Section 11C because
I. SEBI has reasonable ground to believe that the transactions in securities are being dealt with in a manner detrimental to the investors
II. Any intermediary or any person associated with the securities market has violated any of the provisions or directions of the law
III. SEBI has reasonable ground to believe that the transactions in securities are being dealt with in a manner detrimental to the securities market
More Securities Laws and Acts Questions
- When must all instruments chargeable with duty and executed by any person in India be stamped?
- Can business of stock exchange be suspended?
- RBI issues all currency notes of the denomination not exceeding :
- What can be the maximum representation of Central Government on any stock exchange?
- An adjudicating officer shall be appointed by
- Reserve Bank of India was nationalized in the year:
- Under the Registration Act the State Government may also appoint officers to be called _____________, and may prescribe the duties of such officers
- Company under SEBI Act I. Means any body corporate II. But does not include a firm III. And includes a firm or other associati...
- As per the provisions of the Stamp Act corporatisation and demutualisation schemes and related instruments _________________
- Which of the following new law replaces the IPC and the Evidence Act?
Hey! Ask a query
Please enter email id
The email must be a valid email address.
Please enter Mobile Number
Please enter valid Mobile Number
Please enter your Doubt
