Practice Other Laws and Acts Questions and Answers
- According to Regulation 2 of SEBI (Prohibition of Fraudulent and Unfair Trade Practices Relating to Securities Market) Regulations, 2003, "fraud" in the co...
- As per Regulation 4 of SEBI (Prohibition of Fraudulent and Unfair Trade Practices Relating to Securities Market) Regulations, 2003, which of the following ...
- The valuer appointed under section 247 of the Companies Act shall not undertake valuation of any assets in which he has a direct or indirect interest or be...
- Which of the following is true relating to Nidhi Companies?
- How can a person accused of insider trading defend themselves as per the provisions of SEBI (Prohibition of Insider Trading) Regulations, 2015?...
- As per Reg 5 of SEBI (Prohibition of Insider Trading) Regulations, 2015, Can the structured digital database be outsourced?
- As per Reg 7 of SEBI (Prohibition of Insider Trading) Regulations, 2015, what action may the Board take if information pertaining to a violation of Sec...
- As per Regulation 4 of SEBI (Prohibition of Fraudulent and Unfair Trade Practices Relating to Securities Market) Regulations, 2003, which of the following ...
- What is the meaning of "mis-selling" as defined in Regulation 4 of SEBI (Prohibition of Fraudulent and Unfair Trade Practices Relating to Securities Market...
- Every Nidhi Company shall, within a period of one year from the commencement of the Nidhi Rules 2014, ensure that it has _______________
- As laid down under the Companies Act the instrument creating a charge shall be preserved for a period of _____________ from the date of satisfaction of cha...
- As per Reg 3 of SEBI (Prohibition of Insider Trading) Regulations, 2015, what is the purpose of the provision regarding "legitimate purposes"? ...
- Under what circumstances can insiders communicate unpublished price-sensitive information as per Reg 3 of SEBI (Prohibition of Insider Trading) Regul...
- Can an insider deviate from the approved trading plan, (As per Reg 5 of SEBI (Prohibition of Insider Trading) Regulations, 2015)?
- Regulation 4 of SEBI (Prohibition of Fraudulent and Unfair Trade Practices Relating to Securities Market) Regulations, 2003, mentions "illegal mobilization...
- An Executive Director (ED) of SEBI orders an investigation into "Z-Plus Brokers" based on a tip-off about 'Wash Trades.' The Investigating Authority (IA) c...
- The application made for the initiation of the CIRP to the Adjudicating Authority should be accepted or rejected by the Authority within__________________
- What can be the modes of disbursement for the withheld price of the produce supplied by a Member of a producer Company as per the Companies Act?
- According to SEBI(DP) Regulations, 2018 The governing board of every depository shall include all except
- What is the purpose of identifying employees as Designated Persons under the internal control system, as per Reg 5H of SEBI (Prohibition of Insider Tradi...
- As per Regulation 8 of SEBI (Prohibition of Fraudulent and Unfair Trade Practices Relating to Securities Market) Regulations, 2003, what is the duty of eve...
- As per Reg 3 of SEBI (Prohibition of Insider Trading) Regulations, 2015, which of the following information is not stored in the structured digital d...
- Which of the following is not considered unpublished price sensitive information?
- According to the Companies Act tin case of a Producer Company the alteration of the provisions of memorandum relating to the change of the place of its reg...
- According to SEBI(DP) Regulations, 2018 the voting on a resolution in the meeting of the governing board shall be valid only
- According to SEBI(DP) Regulations, 2018 which of the following is not a part of Oversight committee?
- Who is responsible for reviewing compliance with the regulations and verifying the effectiveness of internal control systems, as per Reg 5H of SEBI (Prohib...
- As per Reg 7J of SEBI (Prohibition of Insider Trading) Regulations, 2015, what is the effect of a term in an agreement or Code of Conduct that preclude...
- As per Reg 9 of SEBI (Prohibition of Insider Trading) Regulations, 2015, who is required to formulate a code of conduct for trading?Â
- Under regulation 8 of SEBI (Prohibition of Fraudulent and Unfair Trade Practices Relating to Securities Market) Regulations, 2003, what must a person do wh...
- According to Regulation 6 of Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) Regulations, 2018, what documents and particular...
- As per Reg 5C of SEBI (Prohibition of Insider Trading) Regulations, 2015, Can the structured digital database be outsourced?
- Which Article of the statute of ICJ provides for sources of International Law?
- Which convention provides protection to prisoners of war under International Humanitarian Law?
- Corporate insolvency resolution process shall mandatorily be completed within a period of ___________________ from the insolvency commencement date includi...
- As per the IBC Insolvency Commencement date means___________________
- Where no provision is made by contract between the partners for the determination of their partnership, the partnership is-
- Property of a partnership firm
- If a partner earns some profit for himself from the business of the firm?
- Administrative law is a law concerning the powers and procedures of administrative agencies including especially the law governing judicial review of _____...