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    Question

    Which of the following issues of securities shall be

    made through the EBP platform (Electronic Book Provider)?
    A A private placement of debt securities and NCRPS as per the provisions of SEBI NCS Regulations, 2021, if it is a single issue (with green shoe option) of 100 crores or more Correct Answer Incorrect Answer
    B Issues of debt securities and NCRPS on private placement basis, irrespective of issue size, by issuers who are in existence for less than three years Correct Answer Incorrect Answer
    C The issuance of PDIs, PNCPS, PCPS, RNCPS, and instruments of similar nature which are essentially non-equity regulatory instruments, forming part of a bank鈥檚 or NBFC鈥檚 capital, with a minimum issue size of 50 crores Correct Answer Incorrect Answer
    D Only a and b Correct Answer Incorrect Answer
    E All of the above Correct Answer Incorrect Answer

    Solution

    The following issues of securities shall be made through the EBP platform: 路聽聽聽聽聽聽聽聽 A private placement of debt securities and NCRPS as per the provisions of SEBI NCS Regulations, 2021, if it is: a) a single issue, inclusive of green shoe option, if any, of Rs. 50 crore or more b) a shelf issue, consisting of multiple tranches, which cumulatively amounts to Rs.50 crore or more, in a financial year; and c) a subsequent issue, where aggregate of all previous issues by an issuer in a financial year equal or exceeds Rs. 50 crore. 路聽聽聽聽聽聽聽聽 Issues of debt securities and NCRPS on private placement basis, irrespective of issue size, by issuers who are in existence for less than three year 路聽聽聽聽聽聽聽聽 The issuance of PDIs, PNCPS, PCPS, RNCPS, and instruments of similar nature which are essentially non-equity regulatory instruments, forming part of a bank鈥檚 or NBFC鈥檚 capital irrespective of the issue size. 路聽聽聽聽聽聽聽聽 An issuer, if desirous, may choose to access EBP platform for private placement of municipal debt securities or CPs or CDs also. 路聽聽聽聽聽聽聽聽 Issuers of debt securities and NCRPS on private placement basis of issue size less than Rs. 50 crore may also choose to access the EBP platform for such issuances.

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